Requirements for obtaining a licence of a pension fund

12/11/2009 | Licensing and supervision

Requirements for obtaining a collective investment undertaking licence

12/11/2009 | Licensing and supervision

Supervisory Disclosure

01/04/2009 | Licensing and supervision

Last updated on 22 June 2010.

Requirements for obtaining a financial brokerage firm licence

19/12/2007 | Licensing and supervision

A company seeking to provide investment services shall obtain a financial brokerage firm licence issued by the Securities Commission. The licence may be issued to private and public limited liability companies registered in the Republic of Lithuania (the Rules on Issuance and Revocation of Licences for Financial Brokerage Firms, Official Gazette, 2002, No. 31-1992).

Public marketing of investment units or shares in the Republic of Lithuania of collective investment undertakings (UCITS) established in foreign States

23/05/2007 | Licensing and supervision

A collective investment undertaking established in an EEA Member State and complying with the requirements of Council Directive 85/611/EEC of 20 December 1985 (hereinafter – the Directive) may start a public marketing of its investment units or shares only upon the fulfilment of the notification procedure requirements.