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Commission regulations
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No. 7 On the Rules on the Submission of Information on the Owners of Securities, Balances of Securities and Financial Flows (2005-04-04)
No. 1K-12 Concerning the approval of the recommendations for financial brokerage firms, investment companies with variable capital, management companies and depositories on prevention of money laundering
No. 18 The Procedure for the Presentation of Investment Recommendations and the Disclosure of the Related Conflicts of Interest (2004-11-13)
No. 1K-32 On the Approval of the Rules on the Issue of a Financial Brokerage Firm Licence (2007-10-30)
No. 1K-22 On the Approval of the Rules on the Provision of Investment Services and the Acceptance and Execution of Client Orders (2007-05-31)
No. 1K-29 On the Approval of the Issuance and Revocation of the Licence to a Financial Advisor Firm, Organisation of the Activities and Provision of Investment Services by a Financial Advisor Firm (2007-09-20)
No. 1K-17 The Rules on the Organisation of Activities of Financial Brokerage Firms (2007-05-17)
No. 1K-2 Guidelines on the prevention of money laundering and/or terrorist financing for financial brokerage firms, investment companies, management companies and depositories (2009-03-05)
No. 1K-12 Concerning the approval of the recommendations for financial brokerage firms, investment companies with variable capital, management companies and depositories on prevention of money laundering
No. 18 The Procedure for the Presentation of Investment Recommendations and the Disclosure of the Related Conflicts of Interest (2004-11-13)
No. 1K-32 On the Approval of the Rules on the Issue of a Financial Brokerage Firm Licence (2007-10-30)
No. 1K-22 On the Approval of the Rules on the Provision of Investment Services and the Acceptance and Execution of Client Orders (2007-05-31)
No. 1K-29 On the Approval of the Issuance and Revocation of the Licence to a Financial Advisor Firm, Organisation of the Activities and Provision of Investment Services by a Financial Advisor Firm (2007-09-20)
No. 1K-17 The Rules on the Organisation of Activities of Financial Brokerage Firms (2007-05-17)
No. 1K-2 Guidelines on the prevention of money laundering and/or terrorist financing for financial brokerage firms, investment companies, management companies and depositories (2009-03-05)